Andrew Pincus
Andrew Pincus is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 22 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1200 N Federal Hwy, Suite 200, Boca Raton, FL, 33432
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Regulatory History (1)
Customer Dispute
March 2022Other Business ActivitiesSells Insurance
Andrew is a managing member of Regal Wealth Advisors, a financial services firm, dedicating full-time hours to managing the business and financial planning practice. He also works as an insurance agent selling fixed insurance products for various companies, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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