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Daniel Feniger

Cetera Investment Advisers LLC
31 Years of Experience
Boca Raton, FL
1 DisclosureBroker
View SEC Summary
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Daniel Feniger is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

225 NE Mizner Blvd Ste 5550, Boca Raton, FL, 33432

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History

Regulatory History (1)
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Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs 5 mos
Cetera Wealth Services, LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2021 - June 2023 · 2 yrs 4 mos
Summit Financial Group INC
August 2006 - May 2021 · 14 yrs 9 mos
Summit Brokerage Services, INC.Broker
August 2006 - December 2019 · 13 yrs 4 mos
UBS Financial Services INC.
October 1994 - July 2006 · 11 yrs 9 mos
UBS Financial Services INC.Broker
October 1994 - July 2006 · 11 yrs 9 mos
State Registrations4 states
AKFLMAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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