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Richard Greenwald

Raymond James & Associates, INC.
39 Years of Experience
West Conshohocken, PA
2 DisclosuresBroker
View SEC Summary
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Richard Greenwald is a registered investment advisor at Raymond James & Associates, INC., based in West Conshohocken, PA, with 39 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Conshohocken State Road, Suite 400, West Conshohocken, PA, 19428

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Denied
Customer Dispute
May 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard has a private investment in Opyn Market, a transparent health marketplace. He dedicates minimal time to this investment, including during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 6 mos
Raymond James & Associates, INC.Broker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Wachovia Securities, INC.Broker
October 1999 - October 2002 · 3 yrs
Wachovia Securities, INC.
March 1993 - October 2002 · 9 yrs 7 mos
First Union Capital Markets CORP.Broker
April 1990 - October 1999 · 9 yrs 6 mos
Halpert and Company, INC.Broker
December 1986 - April 1990 · 3 yrs 4 mos
State Registrations39 states
AKALAZCACOCTDCDEFLGAIAIDILINMAMDMEMIMNMOMTNCNDNHNJNVNYOHORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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