Richard Hartman
Richard Hartman is a registered investment advisor at Raymond James & Associates, INC., based in West Conshohocken, PA, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
300 Conshohocken State Road, Suite 400, West Conshohocken, PA, 19428
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Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
Richard co-signed a mortgage and appears on the deed to help his daughter buy a home. He may assist with expenses if needed, but receives no cash flow, dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Janney Montgomery Scott INC.Broker
W. H. Newbold's Son & Co./hopper Soliday & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Loeb PartnersBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.