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Norman Nelson

Raymond James & Associates, INC.
39 Years of Experience
West Conshohocken, PA
1 DisclosureBroker
View SEC Summary
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Norman Nelson is a registered investment advisor at Raymond James & Associates, INC., based in West Conshohocken, PA, with 39 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Conshohocken State Road, Suite 400, West Conshohocken, PA, 19428

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Norman owns a portion of a condominium complex in Park City, Utah, since June 2024. He also owns 7020 Haverford Real Estate LLC, which invests in rental real estate, and will own two rental property condominiums in Park City, Utah; these activities each require minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2007 - Present · 19 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2002 - Present · 24 yrs 7 mos
Previous Registrations
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 1994 - April 2002 · 7 yrs 6 mos
Prudential Securities IncorporatedBroker
May 1989 - November 1994 · 5 yrs 6 mos
Janney Montgomery Scott INC.Broker
March 1987 - June 1989 · 2 yrs 3 mos
State Registrations30 states
ALAZCACOCTDEFLGAILINMAMDMNMOMTNCNDNHNJNYPARISCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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