James Orr
James Orr is a CFA-designated registered investment advisor at Texas Capital Bank Private Wealth Advisors, based in Dallas, TX, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 731 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fee schedule excludes portfolios managed consisting solely of various fixed income strategies. Fees are negotiable for portfolios greater than $20,000,000. The annual fee schedule for portfolio management for portfolios managed consisting solely of various fixed income strategies, based on a percentage of assets under management, is as follows: - 0.60% on $0-$2,500,000 - 0.55% on $2,500,001-$5,000,000 - 0.50% on $5,000,001-$10,000,000 - 0.45% on amounts more than $10,000,000
Fee Estimator
Location
2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the Chief Investment Officer at Texas Capital Bank Private Wealth Advisors, dedicating nearly full-time hours to managing client assets and leading the Investment Committee. He also serves on the Investment Committees for Parkland Hospital Pension and Dallas Jewish Community Foundation, spending minimal time on each.
Employment History
Current Registrations
Texas Capital Bank Private Wealth Advisors
Kingswood Capital Partners, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
National Alliance Capital, LLCBroker
Afc Securities INC.Broker
Caterpillar Securities INC.Broker
Aps Financial CorporationBroker
L&n Investment Company, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.