Neal Hiett
Neal Hiett is a CFP-designated registered investment advisor at Texas Capital Bank Private Wealth Advisors, based in Dallas, TX, with 33 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 731 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fee schedule excludes portfolios managed consisting solely of various fixed income strategies. Fees are negotiable for portfolios greater than $20,000,000. The annual fee schedule for portfolio management for portfolios managed consisting solely of various fixed income strategies, based on a percentage of assets under management, is as follows: - 0.60% on $0-$2,500,000 - 0.55% on $2,500,001-$5,000,000 - 0.50% on $5,000,001-$10,000,000 - 0.45% on amounts more than $10,000,000
Fee Estimator
Location
2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2015Other Business ActivitiesSells Insurance
Neal works as an Insurance Strategist at Texas Capital Bank since June 2024. This is a full-time commitment, with most of his time spent during trading hours.
Employment History
Current Registrations
Texas Capital Bank Private Wealth Advisors
Tcbi Securities, INC.Broker
Previous Registrations
P.J. Robb Variable, LLCBroker
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
AXA Advisors, LLCBroker
Eagle Strategies LLC
Eagle Strategies CORP
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.