CB
CB
Charles Beck is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 35 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3200 Olympus Blvd., Suite 100, Dallas, TX, 75019
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Advisors LLC
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLC
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLC
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLC
August 2024 - Present · 1 yr 9 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Avantax Investment Services, INC.Broker
April 2021 - September 2025 · 4 yrs 5 mos
Avantax Advisory Services
April 2021 - September 2025 · 4 yrs 5 mos
Trinity Portfolio Advisors, LLC
October 2020 - March 2021 · 5 mos
Charles Schwab & CO., INC.Broker
May 2020 - November 2020 · 6 mos
Charles Schwab & CO., INC.
May 2020 - November 2020 · 6 mos
TD Ameritrade, INC.
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade, INC.Broker
February 2018 - September 2019 · 1 yr 7 mos
Scottrade Investment Management
January 2017 - February 2018 · 1 yr 1 mo
Scottrade, INC.Broker
February 2016 - February 2018 · 2 yrs
Strategic Advisers, INC.
August 2012 - October 2015 · 3 yrs 2 mos
Fidelity Brokerage Services LLCBroker
August 2012 - October 2015 · 3 yrs 2 mos
Amerivest Investment Management, LLC
February 2008 - January 2011 · 2 yrs 11 mos
TD Ameritrade, INC.
February 2008 - January 2011 · 2 yrs 11 mos
TD Ameritrade, INC.Broker
January 2008 - January 2011 · 3 yrs
Fidelity Brokerage Services LLCBroker
October 2000 - January 2008 · 7 yrs 3 mos
AmeritradeBroker
July 1999 - October 2000 · 1 yr 3 mos
Banc One Securities CorporationBroker
October 1998 - July 1999 · 9 mos
Addison Securities, INC.Broker
November 1996 - October 1998 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - November 1996 · 1 yr 10 mos
CUNA Brokerage Services, INC.Broker
January 1994 - December 1994 · 11 mos
Members Investment Services, INC.Broker
September 1989 - December 1993 · 4 yrs 3 mos
Pacific Brokerage Services, INC.Broker
May 1989 - July 1989 · 2 mos
Capital First Securities, INC.Broker
December 1988 - March 1989 · 3 mos
Independent Investment Brokers of AmericaBroker
November 1988 - June 1989 · 7 mos
Fidelity Brokerage Services, INC.Broker
March 1987 - September 1988 · 1 yr 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.