Trudy Haussmann
Trudy Haussmann is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lake Forest, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
23201 Lake Center Dr Ste 300, Lake Forest, CA, 92630
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Regulatory History (1)
Customer Dispute
May 2003Other Business ActivitiesSells Insurance
Trudy is involved in several real estate rental businesses and operates Haussmann Financial Inc as a DBA for her LPL business. She also sells non-variable insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Haussmann Financial INC.
Securities America, INC.Broker
Associated Planners Securities CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.