Douglas Jones is a ChFC-designated registered investment advisor, based in Lake Forest, CA, with 50 years of industry experience.
Location
26477 Rancho Parkway South, Lake Forest, CA, 92630
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is an independent insurance agent selling various insurance products since 1973, dedicating a few hours per week. He also provides fee-based financial planning services, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Douglas W. Jones Associates Financial & Insurance Services, INC.
Previous Registrations
Walnut Street Securities, INC.
Walnut Street Advisers INC
Richey Financial Group, INC.Broker
Walnut Street Securities, INC.Broker
Integrated Resources Equity CorporationBroker
General American Life Insurance CompanyBroker
Connecticut Mutual Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.