Daniel Davis
Daniel Davis is a registered investment advisor at Ausdal Financial Partners, INC., based in Louisville, KY, with 35 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
8914 Stone Green Way, Louisville, KY, 40220
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2020Customer Dispute
June 2017Other Business ActivitiesSells Insurance
Daniel is an agent and member of The Family Banking Coach, LLC, selling various insurance products, dedicating about half of his time to this activity. He is also the President of Wealth Advisors Financial Group, providing bookkeeping and accounting services, dedicating a few hours per week.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
Securities Service Network, INC.Broker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.