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Robert Fritts

38 Years of Experience
Estero, FL
1 DisclosureBroker

Robert Fritts is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Estero, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Estero, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Denied
Other Business Activities

Robert is a financial advisor and co-branch manager at Johnnycake Financial Services, Inc. He also owns rental real estate property through RCF Enterprises LLC, collecting rent from Johnnycake Financial; both activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.
April 2005 - Present · 21 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 2005 - Present · 21 yrs 3 mos
Previous Registrations
Raymond James Financial Services
May 2005 - January 2009 · 3 yrs 8 mos
Wachovia Securities, LLC
March 2000 - April 2005 · 5 yrs 1 mo
Wachovia Securities, LLCBroker
January 2000 - April 2005 · 5 yrs 3 mos
Mcdonald Investments INC.Broker
December 1994 - February 2000 · 5 yrs 2 mos
Smith Barney INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
Lehman Brothers INC.Broker
January 1988 - July 1993 · 5 yrs 6 mos
Nwnl Management CorporationBroker
July 1987 - February 1988 · 7 mos
American Pacific Securities CorporationBroker
December 1986 - January 1987 · 1 mo
State Registrations22 states
AZCACOFLGAILMEMIMONCNJNMNVNYOHPAPRSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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