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CFA

James Cashmore

Capitol Securities Management, INC.
30 Years of Experience
Tampa, FL
Broker
View SEC Summary
View SEC Summary

James Cashmore is a CFA-designated registered investment advisor at Capitol Securities Management, INC., based in Tampa, FL, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,970 clients with $2.2B in assets under management.

Capitol Securities Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,970 clients
Average Client Portfolio
$545K average
Assets Under Management
$2.2B

Fee Structure

CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.

View Full SEC Brochure

Location

601 South Harbour Island Blvd, Suite 109, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capitol Securities Management, INC.
December 2020 - Present · 5 yrs 10 mos
Capitol Securities Management, INC.
August 2020 - Present · 6 yrs 2 mos
Capitol Securities Management, INC.Broker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Multi-Bank Securities, INC.Broker
July 2016 - October 2017 · 1 yr 3 mos
National Alliance Securities, LLCBroker
June 2016 - July 2016 · 1 mo
Clearview Trading Advisors, INC.Broker
October 2015 - May 2016 · 7 mos
Odeon Capital Group LLCBroker
June 2014 - February 2015 · 8 mos
D.A. Davidson & CO.
June 2013 - April 2014 · 10 mos
D.A. Davidson & CO.Broker
June 2013 - April 2014 · 10 mos
Incapital LLCBroker
May 2012 - June 2013 · 1 yr 1 mo
Stephens
November 2004 - May 2012 · 7 yrs 6 mos
StephensBroker
March 2004 - May 2012 · 8 yrs 2 mos
RBC Dain Rauscher INC.Broker
February 2004 - April 2004 · 2 mos
William R. Hough & CO., INC
March 1996 - December 2002 · 6 yrs 9 mos
William R. Hough & CO.Broker
March 1996 - February 2004 · 7 yrs 11 mos
Gruntal & CO. IncorporatedBroker
June 1993 - April 1995 · 1 yr 10 mos
Raymond James & Associates, INC.Broker
July 1992 - March 1993 · 8 mos
Jhm Securities CorporationBroker
May 1992 - June 1992 · 1 mo
Brokers Securities, INC.Broker
December 1986 - May 1987 · 5 mos
State Registrations11 states
ALCAFLGAMANCNYORPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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