CC
CC
Christian Cooper
39 Years of Experience
Chatham, NJ
3 DisclosuresBroker
Christian Cooper is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
19 Center St, Chatham, NJ, 07928
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014Settled
Customer Dispute
September 2001Settled
Customer Dispute
July 1995Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Wells Fargo Advisors
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2008 - December 2022 · 14 yrs
Wells Fargo Clearing Services, LLC
November 2008 - December 2022 · 14 yrs 1 mo
Citigroup Global Markets INC.
October 2002 - December 2008 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
December 2000 - December 2008 · 8 yrs
J. B. Hanauer & CO.Broker
December 1986 - January 2001 · 14 yrs 1 mo
State Registrations29 states
AZCACOCTDCDEFLGAHIILMAMDMEMINCNHNJNMNVNYORPASCTNTXVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.