David Rouse is a CFP-designated registered investment advisor at LPL Financial LLC, based in Prosper, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Prosper, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David works as an employee at Burkhart Peterson CPAs, providing tax preparation and planning services, taking about half his time. He also sells fixed insurance products as an agent since 2014, dedicating about a third of his time, and operates Rouse Financial as a DBA for planning services. Additionally, David is an executor of his father's estate and refers clients to a company offering SEC 105 tax saving plans.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Cross Financial Services Corporation
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Mimlic Sales CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.