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Edwin Restrepo

23 Years of Experience
Dallas, TX
1 DisclosureBroker

Edwin Restrepo is a registered investment advisor at UBS Financial Services INC., based in Dallas, TX, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 Crescent Court, Suite 600, Dallas, TX, 75201

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History

Regulatory History (1)
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Employment Separation After Allegations
April 1988
Employment History
Current Registrations
UBS Financial Services INC.
March 2021 - Present · 5 yrs 4 mos
UBS Financial Services INC.Broker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Morgan Stanley
August 2016 - April 2021 · 4 yrs 8 mos
Morgan StanleyBroker
July 2016 - April 2021 · 4 yrs 9 mos
Esposito Securities, LLCBroker
January 2013 - August 2013 · 7 mos
Icap Corporates LLCBroker
December 2009 - April 2010 · 4 mos
Screaming Eagle Trading, INC.Broker
August 2003 - February 2009 · 5 yrs 6 mos
Robertson, Stephens & Company LLCBroker
September 1993 - January 1997 · 3 yrs 4 mos
Preferred Technology, INC.Broker
September 1992 - December 1992 · 3 mos
Bear, Stearns & CO. INC.Broker
May 1988 - April 1991 · 2 yrs 11 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1988 · 3 mos
E. F. Hutton & Company INCBroker
January 1987 - February 1988 · 1 yr 1 mo
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.