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Amy Smith Rubin

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementHigh Net WorthRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
1,394 clients
Average Client Portfolio
$338K average
Assets Under Management
$470.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Amy manages commissions and business expenses as President of Rubin Financial Services, Inc. She also acts as a referral source for Medicare Backoffice and is an agent selling fixed life insurance, annuities, and LTC insurance, dedicating a few hours per week to insurance sales.

Employment History
Current Registrations
The Strategic Financial Alliance
July 2016 - Present · 9 yrs 7 mos
The Strategic Financial Alliance, INC.Broker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Vsr Advisory Services
March 2012 - July 2016 · 4 yrs 4 mos
Vsr Financial Services, INC.Broker
March 2012 - July 2016 · 4 yrs 4 mos
Sanders Morris Harris INC.
June 2006 - March 2012 · 5 yrs 9 mos
Smh Capital Advisors, INC.
March 2004 - December 2006 · 2 yrs 9 mos
Sanders Morris Harris INC.Broker
August 2002 - March 2012 · 9 yrs 7 mos
Ifg Network Securities, INC.Broker
December 1992 - August 2002 · 9 yrs 8 mos
Planned Investments INC.Broker
November 1990 - December 1992 · 2 yrs 1 mo
Carnegie Securities CorporationBroker
February 1987 - November 1990 · 3 yrs 9 mos
State Registrations5 states
ALCAFLGATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amy Smith Rubin - Financial Advisor | TrueAdvisor