Amy Rubin
Amy Rubin is a registered investment advisor at The Strategic Financial Alliance, based in Atlanta, GA, with 39 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.
Fee Estimator
Location
Atlanta, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy manages commissions and business expenses as President of Rubin Financial Services, Inc. She also acts as a referral source for Medicare Backoffice and is an agent selling fixed life insurance, annuities, and LTC insurance, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Previous Registrations
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Sanders Morris Harris INC.
Smh Capital Advisors, INC.
Sanders Morris Harris INC.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Carnegie Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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