Mark Heller
Mark Heller is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in New Orleans, LA, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1100 Poydras St., Suite 2160, New Orleans, LA, 70163
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark receives insurance commissions on fixed products sold in the past through Hibernia Insurance Agency, but is no longer making new sales. He also serves on the board of directors for multiple non-profit organizations, including the Jewish Federation of Greater New Orleans, New Orleans Rotary Foundation Inc, New Orleans Planned Giving Council, and Jewish Endowment Foundation of Louisiana.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Capital One Investments, LLCBroker
Intersecurities, INC.Broker
W. S. Griffith & CO., INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.