Kenneth Horwitz
Kenneth Horwitz is a registered investment advisor at UBS Financial Services INC., based in Seattle, WA, with 39 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
925 Fourth Avenue, 31st & 32nd Floor, Seattle, WA, 98104
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2008Customer Dispute
October 2002Customer Dispute
November 1999Customer Dispute
January 1999Other Business Activities
Kenneth owns Olde Thyme Aviation, Inc., an engineering company, since 1997, and Gold Cap LLC, an engineering company established to hold titles of airplanes, since 2009. He also owns WA96 LLC, a real estate company, since 2017, where he mows the grass and fertilizes.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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