Dominic Lopiccolo
Dominic Lopiccolo is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Red Bank, NJ, with 39 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
41 Reckless Place, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dominic sells various insurance products, including life, health, annuities, and long-term care insurance. He also has ownership in Lopiccolo Family Partnership, LLC and Lopiccolo Properties, LLC, both rental real estate businesses, and is a registered rep for NDA Wealth Foundation, spending full-time hours there.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
F.D. Roberts Securities, INC.Broker
State Registrations30 states
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