PL
PL
Paul Lobosco
35 Years of Experience
Red Bank, NJ
1 DisclosureBroker
Paul Lobosco is a registered investment advisor at Cetera Investment Advisers LLC, based in Red Bank, NJ, with 35 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Red Bank, NJ
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Regulatory History (1)
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Customer Dispute
December 2015Settled
Other Business Activities
Paul is the president of Forward Capital Management, LLC, a financial services firm, since 2007. He dedicates about a quarter of his time to providing financial services, including during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Advisors LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Ic Advisory Services, INC.
October 2007 - January 2025 · 17 yrs 3 mos
The Investment Center, INC.Broker
September 2007 - January 2025 · 17 yrs 4 mos
UBS Financial Services INC.
June 2002 - October 2007 · 5 yrs 4 mos
UBS Financial Services INC.Broker
January 2000 - October 2007 · 7 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - February 2000 · 6 yrs 7 mos
Lehman Brothers INC.Broker
September 1990 - July 1993 · 2 yrs 10 mos
State Registrations12 states
AZCADEFLLAMDNCNHNJNYPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.