Daniel Horgan
Daniel Horgan is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
620 Newport Ctr Dr, Suite 900, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2002Customer Dispute
July 2002Customer Dispute
August 1999Customer Dispute
July 1999Customer Dispute
May 1996Other Business Activities
Daniel owns rental real estate property since 2010, dedicating minimal time to it. He also owns Horgan Enterprises since 2007, where he flies and maintains his plane, also dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Everen Securities, INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fitzgerald, Dearman & Roberts, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.