James Hitchcock
James Hitchcock is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
620 Newport Ctr Dr, Suite 900, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2016Customer Dispute
November 2004Customer Dispute
June 2003Customer Dispute
June 2001Other Business Activities
James is a court-appointed trustee responsible for investing trust assets and gifting to cancer research entities, and he also owns a room rental service. Additionally, James plays in a band for creative fun, performing about once a month; these activities take a few hours per week and about 10-20% of his time, respectively.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Crowell, Weedon & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.