Karen Lucian
Karen Lucian is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
620 Newport Ctr Dr, Suite 900, Newport Beach, CA, 92660
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Regulatory History (1)
Customer Dispute
April 1990Other Business Activities
Karen is involved in several business activities, including owning rental real estate, a personal LLC for show horse expenses, and partnerships related to hotel properties. These activities require minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
E. F. Hutton & Company INCBroker
Robert Edward LavertyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.