Carolyn Hemann
Carolyn Hemann is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 38 years of industry experience. Carolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
11835 W Olympic Blvd, Ste 735 East, Los Angeles, CA, 90064
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2011Customer Dispute
June 2010Customer Dispute
April 2009Customer Dispute
June 2004Other Business Activities
Carolyn owns real estate in Park City, Utah and Boulder City, Nevada, which is not investment-related. She also serves as a board member for Hemann, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
American Express Service CorporationBroker
Ids Life Insurance CompanyBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.