Joseph Garcia
Joseph Garcia is a registered investment advisor at Pacific Financial Strategies, INC, based in Thousand Oaks, CA, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 713 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.25% |
| $500K - $750K | 1.00% |
| $750K - $1000K | 0.90% |
| $1.0M - $1.5M | 0.85% |
| $1.5M - $2.0M | 0.75% |
| $2M+ | 0.60% |
Fees may be negotiable.
Fee Estimator
Location
223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA, 91360
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the CEO of Pacific Financial Strategies Inc, engaging in the sale of various insurance products including health, disability, long-term care, and life insurance, as well as fixed annuities. This takes about a quarter of his time.
Employment History
Current Registrations
Pacific Financial Strategies, INC
Previous Registrations
Investment Advisors
Independent Advisers Group CORP
Jefferson Pilot Securities CORP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.