Gregory Halstead
Gregory Halstead is a registered investment advisor at Silver Oak Securities, INC., based in Pittsford, NY, with 39 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
10 Office Park Way, Suite 200, Pittsford, NY, 14534
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Regulatory History (6)
Customer Dispute
June 2021Customer Dispute
February 2015Customer Dispute
January 2003Employment Separation After Allegations
November 2002Customer Dispute
June 1998Customer Dispute
April 1998Other Business ActivitiesSells Insurance
Gregory is an advisory representative at Bright Futures Wealth Management LLC and a financial advisor/partner at Rochester Wealth Partners, dedicating about a quarter of his time to each. He also sells life and fixed annuities as an insurance agent, spending minimal time on this activity, and is president of Burnley Rise HOA.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Bright Futures Wealth Management, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Pruco Securities, LLC.Broker
Infinex Investments, INC.Broker
American Portfolios Financial Services, INC.Broker
Mutual Service CorporationBroker
Multi-Financial Securities CorporationBroker
Lifemark Securities CORP.Broker
Ing Financial Advisers, LLCBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.