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Gregory Halstead

Silver Oak Securities, INC.
39 Years of Experience
Pittsford, NY
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Halstead is a registered investment advisor at Silver Oak Securities, INC., based in Pittsford, NY, with 39 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 8,746 clients with $2.4B in assets under management.

Silver Oak Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
165 advisors
Number of Clients
8,746 clients
Average Client Portfolio
$280K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum advisor fee is 2.0% of assets. Fees are negotiable between you and your financial professional. Accounts also incur a platform fee consisting of $45 annually plus an asset-based fee between 0.05% and 0.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Office Park Way, Suite 200, Pittsford, NY, 14534

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
Customer Dispute
February 2015
Denied
Customer Dispute
January 2003
Closed-No Action
Employment Separation After Allegations
November 2002
Customer Dispute
June 1998
Settled
Customer Dispute
April 1998
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is an advisory representative at Bright Futures Wealth Management LLC and a financial advisor/partner at Rochester Wealth Partners, dedicating about a quarter of his time to each. He also sells life and fixed annuities as an insurance agent, spending minimal time on this activity, and is president of Burnley Rise HOA.

Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
November 2025 - Present · 11 mos
Bright Futures Wealth Management, LLC
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
March 2024 - November 2025 · 1 yr 8 mos
Cetera Advisors LLC
March 2021 - March 2024 · 3 yrs
Cetera Advisors LLCBroker
October 2020 - November 2025 · 5 yrs 1 mo
Pruco Securities, LLC.Broker
November 2018 - October 2020 · 1 yr 11 mos
Infinex Investments, INC.Broker
August 2012 - November 2018 · 6 yrs 3 mos
American Portfolios Financial Services, INC.Broker
August 2009 - August 2012 · 3 yrs
Mutual Service CorporationBroker
December 2007 - August 2009 · 1 yr 8 mos
Multi-Financial Securities CorporationBroker
August 2004 - December 2007 · 3 yrs 4 mos
Lifemark Securities CORP.Broker
April 2003 - August 2004 · 1 yr 4 mos
Ing Financial Advisers, LLCBroker
October 2002 - April 2003 · 6 mos
AXA Advisors, LLCBroker
February 1987 - December 2002 · 15 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1987 - January 2000 · 12 yrs 11 mos
State Registrations7 states
FLMINYSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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