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Malcolm Maclennan
39 Years of Experience
Boca Raton, FL
6 DisclosuresBrokerSells Insurance
Malcolm Maclennan is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 39 years of industry experience. Malcolm operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B
Fee Structure
Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2016Denied
Customer Dispute
November 2015Denied
Customer Dispute
August 2013Settled
Customer Dispute
August 2010Settled
Customer Dispute
October 2001Settled
Customer Dispute
July 1995Settled
Other Business ActivitiesSells Insurance
Malcolm works as an insurance agent since 2017, selling insurance products. This activity takes minimal time.
Employment History
Current Registrations
Nfsg Corporation
March 2020 - Present · 6 yrs 4 mos
Newbridge Securities CorporationBroker
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
Fsc Securities Corporation
March 2017 - April 2019 · 2 yrs 1 mo
Fsc Securities CorporationBroker
March 2017 - April 2019 · 2 yrs 1 mo
Oppenheimer & CO. INC.
November 2010 - March 2017 · 6 yrs 4 mos
Oppenheimer & CO. INC.Broker
November 2010 - March 2017 · 6 yrs 4 mos
Crowell, Weedon & CO.
June 2009 - December 2010 · 1 yr 6 mos
Crowell, Weedon & CO.Broker
July 2005 - December 2010 · 5 yrs 5 mos
Morgan Stanley
November 1998 - July 2005 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
November 1994 - July 2005 · 10 yrs 8 mos
Painewebber IncorporatedBroker
March 1987 - November 1994 · 7 yrs 8 mos
State Registrations18 states
AKAZCACTDCFLGAMDMINJNVNYOHORTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.