JD
JD
James Dennik
37 Years of Experience
Milwaukee, WI
1 DisclosureBroker
James Dennik is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Milwaukee, WI, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
777 E Wisconsin Ave, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 5 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.
March 2010 - February 2026 · 15 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
March 2010 - February 2026 · 15 yrs 11 mos
M&i Financial Advisors, INC.
September 2005 - March 2010 · 4 yrs 6 mos
M&i Financial Advisors, INCBroker
October 1997 - March 2010 · 12 yrs 5 mos
Liberty Securities CorporationBroker
August 1995 - September 1997 · 2 yrs 1 mo
Wall Street Investor ServicesBroker
July 1992 - August 1995 · 3 yrs 1 mo
Equico Securities, INC.Broker
September 1988 - August 1990 · 1 yr 11 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1988 - August 1990 · 1 yr 11 mos
Dreher & Associates, INC.Broker
March 1987 - September 1988 · 1 yr 6 mos
State Registrations18 states
ALAZCACOCTFLIAILKSMIMNNCNENVPATXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.