Scott Layeux is a CFP-designated registered investment advisor, based in Elm Grove, WI, with 35 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
850 Elm Grove Rd., Ste. 16, Elm Grove, WI, 53122
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Regulatory History (1)
Customer Dispute
December 2023Other Business ActivitiesSells Insurance
Scott is an owner/independent insurance agent for various independent insurance companies since 1998, dedicating minimal time to this role. He is also an advisory representative of a Registered Investment Advisor (RIA), spending nearly full-time hours on this. Additionally, Scott is involved in marketing using a trade name/DBA, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Eq Financial Consultants, INC.Broker
Mutual Service CorporationBroker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Mack Investment Securities, INC.Broker
Allied Group Merchant Banking CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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