DK
ChFC
DK
ChFC

Daniel Krivos

24 Years of Experience
Elm Grove, WI
BrokerSells Insurance

Daniel Krivos is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Elm Grove, WI, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

500 Elm Grove Rd Ste 201, Elm Grove, WI, 53122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the 100% owner and Managing Director of DGK District Network Office, LLC, dedicating about half of his time to this role.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2013 - Present · 13 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
June 2001 - Present · 24 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 2001 - January 2002 · 7 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Krivos - Financial Advisor | TrueAdvisor