John Shumski

19 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

John Shumski is a registered investment advisor, based in Lansdale, PA, with 19 years of industry experience.

Location

Lansdale, PA

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

May 1989

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is the president of Wealth Planners Group (Shumski Financial Group) since 2002, selling life, health, disability, and fixed annuities, and consulting on debt and estate management. He also dedicates minimal time as a board member of the National Association of Insurance and Financial Advisors State Board.

Employment History

Current Registrations

Transitional Broker LLC

March 2024 - Present · 2 yrs 1 mo

Transitional Broker LLCBroker

March 2024 - Present · 2 yrs 1 mo

Networth Asset Management, INC

April 2013 - Present · 13 yrs

Ifs SecuritiesBroker

February 2015 - August 2015 · 6 mos

Girard Securities, INC.

November 2012 - February 2015 · 2 yrs 3 mos

Girard Securities, INC.Broker

November 2012 - February 2015 · 2 yrs 3 mos

On Investment Management CO

January 2009 - November 2012 · 3 yrs 10 mos

The O.N. Equity Sales CompanyBroker

January 2008 - November 2012 · 4 yrs 10 mos

Next Financial Group, INC.

March 2007 - January 2008 · 10 mos

Next Financial Group, INC.Broker

September 2006 - January 2008 · 1 yr 4 mos

State Registrations11 states

CAFLMNMONCNJNYOHPATXWV

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.