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CFP

Stephanie Richman

Ep Wealth Advisors
34 Years of Experience
Walnut Creek, CA
1 Disclosure
View SEC Summary
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Stephanie Richman is a CFP-designated registered investment advisor at Ep Wealth Advisors, based in Walnut Creek, CA, with 34 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 20,738 clients with $45B in assets under management.

Ep Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
20,738 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$45.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

EP Wealth Advisors charges an annual fee based on a percentage of the total value of your investment portfolio. The fee schedule varies depending on your specific arrangement, and rates are typically negotiable based on relationship size and complexity. Fees are usually billed either quarterly in advance or quarterly in arrears.

  • Standard portfolio management fees are based on a percentage of assets under management.
  • Non-discretionary accounts may be subject to higher fees than discretionary accounts.
  • Some clients who joined through firm acquisitions may retain legacy fee schedules negotiated with their original advisors.
View Full SEC Brochure

Location

1333 N. California Street, Suite 100, Walnut Creek, CA, 94596

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephanie owns and manages rental properties since 2010. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Ep Wealth Advisors
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Richman Financial Planning
June 2018 - June 2019 · 1 yr
Fidelity Personal Trust Company, Fsb
January 2005 - March 2007 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
May 2004 - July 2017 · 13 yrs 2 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 1999 - May 2004 · 4 yrs 7 mos
Strategic Advisers, INC.
July 1997 - July 2017 · 20 yrs
Fidelity Brokerage Services, INC.Broker
October 1993 - October 1999 · 6 yrs
Smith New Court, INC.Broker
April 1990 - June 1992 · 2 yrs 2 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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