TrueAdvisor
TrueAdvisor
DC
DC

Dennis Crispin

Wells Fargo Advisors
39 Years of Experience
Westlake Village, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Dennis Crispin is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 39 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

3059 Townsgate Rd, 4th Fl, Ste 400, Westlake Village, CA, 91361

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dennis is a trustee for his brother's trust, an investment-related activity. This requires a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
February 1996 - July 2003 · 7 yrs 5 mos
Smith Barney INC.Broker
July 1993 - February 1996 · 2 yrs 7 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
April 1987 - April 1988 · 1 yr
State Registrations22 states
AZCACOCTGAHIIAILINMAMNNCNVNYOKORPATNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Westlake Village, CA →All financial advisors in California →