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Norman Dix
51 Years of Experience
Woodland Hills, CA
1 DisclosureBroker
Norman Dix is a registered investment advisor at Wells Fargo Advisors, based in Woodland Hills, CA, with 51 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
Woodland Hills, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2025Settled
Employment History
Current Registrations
Wells Fargo Advisors
February 2009 - Present · 17 yrs 3 mos
Wells Fargo Clearing Services, LLC
February 2009 - Present · 17 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - March 2009 · 11 yrs 8 mos
UBS Financial Services INC.Broker
May 1994 - March 2009 · 14 yrs 10 mos
Prudential Securities IncorporatedBroker
April 1990 - May 1994 · 4 yrs 1 mo
Shearson Lehman Hutton INC.Broker
November 1984 - April 1990 · 5 yrs 5 mos
Municicorp of CaliforniaBroker
July 1983 - October 1984 · 1 yr 3 mos
Security First Financial, INC.Broker
January 1982 - June 1982 · 5 mos
Cigna Securities, INC.Broker
June 1975 - February 1985 · 9 yrs 8 mos
Allstate Enterprises Management CompanyBroker
May 1974 - November 1974 · 6 mos
State Registrations23 states
ARAZCACOCTFLGAILMDMOMSNCNENMNVNYOKORPATNTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.