Norman Dix
Norman Dix is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 51 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3059 Townsgate Rd, 4th Fl, Ste 400, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2025Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Municicorp of CaliforniaBroker
Security First Financial, INC.Broker
Cigna Securities, INC.Broker
Allstate Enterprises Management CompanyBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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