Michael Bagley
Michael Bagley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3554 Round Barn Blvd Ste 204, Santa Rosa, CA, 95403
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Customer Dispute
December 1997Other Business ActivitiesSells Insurance
Michael operates his LPL business through Scarbrough Financial Group, LLC. He is also an agent for BGA Insurance and Crump Insurance, selling non-variable insurance products, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Allstate Financial Services, LLCBroker
Metlife Securities INC.
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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