TrueAdvisor
TrueAdvisor
SS
SS

Scott Simon

U.S. Bancorp Advisors, LLC
39 Years of Experience
Saint Louis, MO
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Scott Simon is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Saint Louis, MO, with 39 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

12688 Olive Blvd, Saint Louis, MO, 63141

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2022
Denied
Customer Dispute
April 2012
Denied
Customer Dispute
May 2005
Settled
Customer Dispute
April 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
August 2013 - February 2026 · 12 yrs 6 mos
U.S. Bancorp Investments, INC.
August 2013 - February 2026 · 12 yrs 6 mos
Fifth Third Securities, INC.Broker
August 2008 - August 2013 · 5 yrs
Fifth Third Securities, INC.
August 2008 - August 2013 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2001 - August 2008 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - August 2008 · 10 yrs 7 mos
Painewebber IncorporatedBroker
April 1994 - January 1998 · 3 yrs 9 mos
Mark Twain Brokerage Services, INC.Broker
March 1989 - March 1994 · 5 yrs
A. G. Edwards & Sons, INC.Broker
July 1988 - February 1989 · 7 mos
Hibbard Brown & CO., INC.Broker
May 1988 - July 1988 · 2 mos
Sherwood Capital, INC.Broker
April 1987 - June 1988 · 1 yr 2 mos
State Registrations19 states
CACODCFLGAHIIAIDILKSMONCNVNYOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Saint Louis, MO →All financial advisors in Missouri →