SD
ChFC
SD
ChFC

Scott Dewhurst

38 Years of Experience
Peoria, AZ
BrokerSells Insurance

Scott Dewhurst is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Peoria, AZ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Peoria, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott sells non-variable insurance products since 2005, dedicating about 10-20% of his time to this activity. He also operates Dewhurst Wealth Management as a DBA for his LPL business, spending nearly full-time on this.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 5 mos
LPL Financial LLC
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Diversified Financial Advisory Group, INC.
February 2006 - December 2020 · 14 yrs 10 mos
Fsc Securities CorporationBroker
December 2005 - December 2020 · 15 yrs
Fsc Securities Corporation
December 2005 - December 2020 · 15 yrs
MML Investors Services, INC.
January 1999 - December 2005 · 6 yrs 11 mos
MML Investors Services, INC.Broker
June 1987 - December 2005 · 18 yrs 6 mos
Massachusetts Mutual Life Insurance CompanyBroker
June 1987 - January 1988 · 7 mos
State Registrations17 states
AZCACOFLGAIAMNMOMSNCNMNYOHORSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Dewhurst - Financial Advisor | TrueAdvisor