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Marc Salem

LPL Financial LLC
35 Years of Experience
Peoria, AZ
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Marc Salem is a registered investment advisor at LPL Financial LLC, based in Peoria, AZ, with 35 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9035 W Union Hills Rd, Peoria, AZ, 85382

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Settled
Customer Dispute
October 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc operates under a DBA for his LPL business since 2021. He also acts in a fiduciary capacity for the Jim and Phyllis Salem Trust, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
BMO Harris Financial Advisors, INC
June 2011 - March 2021 · 9 yrs 9 mos
BMO Harris Financial Advisors, INC.Broker
May 2011 - March 2021 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2007 - May 2011 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - May 2011 · 3 yrs 5 mos
Wells Fargo Investments, LLCBroker
December 2000 - December 2007 · 7 yrs
Wells Fargo Brokerage Services, L.L.C.Broker
March 1999 - December 2000 · 1 yr 9 mos
Wells Fargo Securities INC.Broker
June 1997 - May 2001 · 3 yrs 11 mos
Piper Jaffray INC.Broker
December 1995 - June 1997 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - December 1995 · 2 yrs 1 mo
Painewebber IncorporatedBroker
July 1991 - October 1993 · 2 yrs 3 mos
State Registrations28 states
AZCACODEFLILINKSMAMDMIMNMTNCNJNMNVNYOHOKORPASCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Marc Salem - Financial Advisor | TrueAdvisor