Mark Chamberlain is a registered investment advisor, based in Chesterton, IN, with 27 years of industry experience.
Location
3100 Village Point, Ste 200, Chesterton, IN, 46304
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Regulatory History (8)
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Customer Dispute
August 2017Denied
Customer Dispute
May 2015Closed-No Action
Customer Dispute
May 2012Settled
Customer Dispute
April 2009Settled
Customer Dispute
April 2008Closed-No Action
Customer Dispute
August 2004Denied
Customer Dispute
February 2004Denied
Regulatory
April 1994Final
Other Business Activities
Mark manages commercial real estate, is a board member for the Indiana State Chamber of Commerce, and is involved with the Duneland YMCA. He also authored a book, dedicating minimal time to it.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
May 2020 - Present · 6 yrs
Captrust
May 2020 - Present · 6 yrs
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - May 2020 · 12 yrs
First Allied Advisory Services, INC.
January 2007 - July 2014 · 7 yrs 6 mos
Lakeside Wealth Management Group, LLC
May 2006 - June 2020 · 14 yrs 1 mo
Ffp Advisory Services INC
February 1999 - January 2007 · 7 yrs 11 mos
Ffp Securities, INC.Broker
January 1999 - May 2008 · 9 yrs 4 mos
State Registrations14 states
AZCAIAINMIMTNCNVOHORPASCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.