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Joseph Montz

Montz Harcus Wealth Management
39 Years of Experience
New Orleans, LA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Joseph Montz is a registered investment advisor at Montz Harcus Wealth Management, based in New Orleans, LA, with 39 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 687 clients with $880M in assets under management.

Montz Harcus Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
687 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$876.3M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.60%
$3.0M - $5.0M0.50%
$5.0M - $10.0M0.40%
$10M+0.30%

Fees are generally negotiable. Private alternative investments are charged separately at 1.00% up to $1M and 0.50% above $1M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

610 City Park Avenue, New Orleans, LA, 70119

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is a licensed independent insurance agent selling fixed insurance products and a CPA providing tax preparation services since 2000, dedicating about 10-20% of his time. He also owns Physicians Resource Group, acting as a life and disability insurance broker since 1987, which takes about a quarter of his time, and oversees rental property, dedicating minimal time.

Employment History
Current Registrations
Montz Harcus Wealth Management
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Ameritas Investment CORP
September 2004 - May 2019 · 14 yrs 8 mos
Ameritas Investment CORP.Broker
October 2003 - May 2019 · 15 yrs 7 mos
The Advisors Group, INC.Broker
October 1990 - October 2003 · 13 yrs
Sun Investment Services CompanyBroker
November 1988 - October 1990 · 1 yr 11 mos
Cigna Securities, INC.Broker
July 1987 - December 1988 · 1 yr 5 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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