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Charles Catalanotto

Citigroup Global Markets INC.
38 Years of Experience
New York, NY
3 DisclosuresBroker
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Charles Catalanotto is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 38 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Citi Wealth Management, Sales, 153 E. 53rd AKA 601 Lexington Avenue, 25th Fl, New York, NY, 10022

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Denied
Customer Dispute
March 2008
Settled
Customer Dispute
October 2007
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
June 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.
June 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.
June 2022 - Present · 4 yrs 3 mos
Previous Registrations
PNC Investments
December 2016 - May 2022 · 5 yrs 5 mos
PNC InvestmentsBroker
December 2016 - May 2022 · 5 yrs 5 mos
Hsbc Securities (USA) INC.
June 2006 - December 2016 · 10 yrs 6 mos
Hsbc Securities (USA) INC.Broker
August 2005 - December 2016 · 11 yrs 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - August 2005 · 10 mos
Banc of America Investment Services, INC.
October 2004 - August 2005 · 10 mos
Quick & Reilly, INC.
September 2004 - October 2004 · 1 mo
Quick & Reilly, INC.Broker
September 2004 - October 2004 · 1 mo
Chase Investment Services CORP.
February 1998 - September 2004 · 6 yrs 7 mos
Chase Investment Services CORP.Broker
September 1996 - September 2004 · 8 yrs
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
June 1994 - August 1994 · 2 mos
Citicorp Investment ServicesBroker
June 1992 - June 1994 · 2 yrs
Citicorp Financial Services,inc.Broker
September 1990 - June 1992 · 1 yr 9 mos
Landmark Brokerage Services, INC.Broker
April 1990 - October 1990 · 6 mos
Shearson Lehman Hutton INC.Broker
September 1989 - April 1990 · 7 mos
Shelter Rock Securities CORP.Broker
March 1989 - September 1989 · 6 mos
Investors Center, INC.Broker
August 1988 - March 1989 · 7 mos
Blinder, Robinson & CO., INC.Broker
August 1987 - August 1988 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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