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Charles Catalanotto

Citigroup Global Markets INC.
38 Years of Experience
New York, NY
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Charles Catalanotto is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 38 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 153 E. 53rd AKA 601 Lexington Avenue, 25th Fl, New York, NY, 10022

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Denied
Customer Dispute
March 2008
Settled
Customer Dispute
October 2007
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
June 2022 - Present · 4 yrs 4 mos
Citigroup Global Markets INC.
June 2022 - Present · 4 yrs 4 mos
Citigroup Global Markets INC.
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
PNC Investments
December 2016 - May 2022 · 5 yrs 5 mos
PNC InvestmentsBroker
December 2016 - May 2022 · 5 yrs 5 mos
Hsbc Securities (USA) INC.
June 2006 - December 2016 · 10 yrs 6 mos
Hsbc Securities (USA) INC.Broker
August 2005 - December 2016 · 11 yrs 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - August 2005 · 10 mos
Banc of America Investment Services, INC.
October 2004 - August 2005 · 10 mos
Quick & Reilly, INC.
September 2004 - October 2004 · 1 mo
Quick & Reilly, INC.Broker
September 2004 - October 2004 · 1 mo
Chase Investment Services CORP.
February 1998 - September 2004 · 6 yrs 7 mos
Chase Investment Services CORP.Broker
September 1996 - September 2004 · 8 yrs
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
June 1994 - August 1994 · 2 mos
Citicorp Investment ServicesBroker
June 1992 - June 1994 · 2 yrs
Citicorp Financial Services,inc.Broker
September 1990 - June 1992 · 1 yr 9 mos
Landmark Brokerage Services, INC.Broker
April 1990 - October 1990 · 6 mos
Shearson Lehman Hutton INC.Broker
September 1989 - April 1990 · 7 mos
Shelter Rock Securities CORP.Broker
March 1989 - September 1989 · 6 mos
Investors Center, INC.Broker
August 1988 - March 1989 · 7 mos
Blinder, Robinson & CO., INC.Broker
August 1987 - August 1988 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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