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Gene Dickey

38 Years of Experience
Austin, TX
Broker

Gene Dickey is a registered investment advisor at D.A. Davidson & CO., based in Austin, TX, with 38 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
March 2023 - Present · 3 yrs 2 mos
D.A. Davidson & CO.
March 2023 - Present · 3 yrs 2 mos
D.A. Davidson & CO.Broker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Hilltop Securities INC.Broker
May 2013 - April 2023 · 9 yrs 11 mos
Hilltop Securities INC.
May 2013 - April 2023 · 9 yrs 11 mos
Raymond James & Associates, INC.
February 2013 - May 2013 · 3 mos
Raymond James & Associates, INC.Broker
February 2013 - May 2013 · 3 mos
Morgan Keegan & Company, INC.
February 2006 - February 2013 · 7 yrs
Morgan Keegan & Company, INC.Broker
February 2006 - February 2013 · 7 yrs
UBS Financial Services INC.Broker
February 1998 - February 2006 · 8 yrs
UBS Financial Services INC.
February 1998 - February 2006 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1991 - February 1998 · 6 yrs 5 mos
H.D. Vest Investment Securities, INC.Broker
January 1989 - August 1991 · 2 yrs 7 mos
Fidelity Brokerage Services, INC.Broker
May 1987 - October 1988 · 1 yr 5 mos
State Registrations20 states
AZCOCTDCFLGAILMIMNMOMTNCNMNYOKSCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.