TrueAdvisor
TrueAdvisor
MF
MF

Michael Flynn

Morgan Stanley
46 Years of Experience
New Orleans, LA
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Flynn is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
View Full SEC Brochure

Location

1100 Poydras Street, Suite 1900, New Orleans, LA, 70163

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Award / Judgment
Customer Dispute
November 2005
Closed-No Action
Customer Dispute
April 1986
Settled
Customer Dispute
August 1983
Settled
Regulatory
August 1982
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
May 1984 - February 1988 · 3 yrs 9 mos
Prudential-Bache Securities INC.Broker
September 1981 - April 1984 · 2 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
December 1979 - September 1981 · 1 yr 9 mos
Combined Equity Securities, INC.Broker
August 1979 - February 1980 · 6 mos
State Registrations44 states
AKALARAZCACOCTDCDEFLGAHIILINKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in New Orleans, LA →All financial advisors in Louisiana →