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Steven Torrico is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019Denied
Regulatory
October 2003Final
Customer Dispute
February 2002Settled
Other Business Activities
Steven is a board member at Arcola Country Club since 2019, providing general oversight and strategic decision-making. This takes minimal time during and after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
April 2025 - Present · 1 yr 1 mo
Morgan Stanley
April 2025 - Present · 1 yr 1 mo
Previous Registrations
UBS Financial Services INC.Broker
February 2009 - April 2025 · 16 yrs 2 mos
UBS Financial Services INC.
February 2009 - April 2025 · 16 yrs 2 mos
Citigroup Global Markets INC.
August 1996 - February 2009 · 12 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
May 1987 - July 1993 · 6 yrs 2 mos
State Registrations29 states
AZCACOCTDCDEFLGAINKSMAMDMEMIMSNCNHNJNVNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.