Charles Schlapp
Charles Schlapp is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Jericho, NY, with 38 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
410 Jericho Turnpike Ste 203, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells fixed insurance products including life, disability, annuities, and long-term care. He also works as an advisor for North Ridge Wealth Planning (about 10-20% of his time) and is the owner/president of Superior Financial Management and SFM Associates, Inc (about 10-20% of his time).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Equity Services, INC.Broker
Pml Securities CompanyBroker
North Ridge Securities CORP.Broker
Uslife Equity Sales CORP.Broker
W. S. Griffith & CO., INC.Broker
State Registrations6 states
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