BH
BH

Brian Hungerford

39 Years of Experience
Carrollton, GA
2 DisclosuresBroker

Brian Hungerford is a registered investment advisor at Wells Fargo Advisors, based in Carrollton, GA, with 39 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

848 Bankhead Hwy, Carrollton, GA, 30117

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Settled
Customer Dispute
January 2005
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2011 - Present · 15 yrs 2 mos
Wells Fargo Advisors
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2011 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.Broker
January 1998 - October 2009 · 11 yrs 9 mos
Banc of America Investment Services, INC.
January 1998 - October 2009 · 11 yrs 9 mos
NationssecuritiesBroker
June 1993 - January 1998 · 4 yrs 7 mos
Nationsbanc Securities, INC.Broker
March 1992 - June 1993 · 1 yr 3 mos
Nationsbanc Securities of Georgia, INC.Broker
September 1988 - March 1992 · 3 yrs 6 mos
F.N. Wolf & CO., INC.Broker
May 1988 - August 1988 · 3 mos
Sherwood Capital, INC.Broker
July 1987 - May 1988 · 10 mos
State Registrations15 states
ALCTFLGAILINKYMAMDMONCOHSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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