RL
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Robert Lipman
37 Years of Experience
San Francisco, CA
2 DisclosuresBroker
Robert Lipman is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (2)
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Regulatory
November 2013Final
Customer Dispute
June 2009Settled
Other Business Activities
Robert is a board member and on the finance committee for the Seattle Theater Group since 2005. He spends minimal time on this activity during business hours and a few hours per week after business hours.
Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
November 2005 - September 2011 · 5 yrs 10 mos
UBS Financial Services INC.Broker
July 2005 - September 2011 · 6 yrs 2 mos
Goldman, Sachs & CO.Broker
September 1992 - August 2005 · 12 yrs 11 mos
Goldman, Sachs & CO.Broker
June 1987 - June 1991 · 4 yrs
State Registrations24 states
AZCACODCFLHIIAIDILMAMEMIMTNCNHNJNYORSDTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.