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John Aderholdt

UBS Financial Services INC.
38 Years of Experience
Greensboro, NC
1 DisclosureBroker
View SEC Summary
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John Aderholdt is a registered investment advisor at UBS Financial Services INC., based in Greensboro, NC, with 38 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

Signature Place at Gre, 3200 Northline Avenue, Ste 100, Greensboro, NC, 27408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is the treasurer for Crop Walk Greensboro Urban Ministry, dedicating minimal time to maintaining donation records for a food relief campaign. He is also a board member for Communities in Schools of Greater Greensboro, a non-profit organization supporting local public schools, and occasionally mentors and tutors students.

Employment History
Current Registrations
UBS Financial Services INC.
December 2001 - Present · 24 yrs 10 mos
UBS Financial Services INC.
August 1999 - Present · 27 yrs 2 mos
UBS Financial Services INC.Broker
August 1999 - Present · 27 yrs 2 mos
Previous Registrations
Salomon Smith Barney INC.Broker
March 1997 - August 1999 · 2 yrs 5 mos
Southtrust Securities, INC.Broker
July 1995 - January 1997 · 1 yr 6 mos
Suntrust Capital Markets, INC.Broker
October 1994 - May 1995 · 7 mos
Suntrust Securities, INC.Broker
April 1993 - October 1994 · 1 yr 6 mos
Wachovia Brokerage ServiceBroker
July 1991 - March 1993 · 1 yr 8 mos
Alex. Brown & Sons IncorporatedBroker
March 1990 - December 1990 · 9 mos
The Robinson-Humphrey Company INC.Broker
May 1987 - February 1990 · 2 yrs 9 mos
State Registrations19 states
ALCADCFLGAILINMAMDNCNHNJNYOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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