RK
RK

Robert Ketner

45 Years of Experience
Greensboro, NC
2 DisclosuresBroker

Robert Ketner is a registered investment advisor at UBS Financial Services INC., based in Greensboro, NC, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

717 Green Valley Road, Suite 250, Greensboro, NC, 27408

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History

Regulatory History (2)
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Customer Dispute
July 2011
Settled
Employment Separation After Allegations
September 2010
Employment History
Current Registrations
UBS Financial Services INC.
October 2010 - Present · 15 yrs 7 mos
UBS Financial Services INC.Broker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1986 - October 2010 · 24 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - October 2010 · 28 yrs 7 mos
Bache Halsey Stuart Shields IncorporatedBroker
January 1981 - March 1982 · 1 yr 2 mos
State Registrations30 states
ALARAZCACOCTDCDEFLGAIAILKYMAMDMEMIMSNCNHNJNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.